/securities?utm_source=rss&utm_medium=rss&utm_campaign=section Latest articles for: Securities Copyright 2025 À¶Ý®ÊÓƵ. en-US Wed, 20 Aug 2025 00:15:30 +0000 /securities/articles/2378964?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378964 A New Jersey federal judge Tuesday filed a new, corrected version of an opinion he withdrew last month in securities litigation against CorMedix Inc. after an attorney for the biopharmaceutical firm pointed out the opinion contained "a series of errors." Tue, 19 Aug 2025 22:30:09 +0000 /securities/articles/2378891?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378891 A magistrate in the Delaware Chancery Court has entered an order for contempt and sanctions, as well as a receivership, against private equity firm 777 Partners in its former chief financial officer's suit seeking advancement of legal fees in connection with a fraud investigation and multiple lawsuits related to the company's business. Tue, 19 Aug 2025 22:17:46 +0000 /securities/articles/2378915?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378915 A Delaware chancellor has certified a class of Inovalon Holdings common stockholders who challenged the $7.3 billion go-private sale of the company to Nordic Capital and claimed Inovalon failed to disclose that the investors who bought it paid $400 million in fees to its financial adviser before the transaction.  Tue, 19 Aug 2025 21:45:23 +0000 /securities/articles/2378472?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378472 Executives and directors of 3D Systems Corp. have been hit with a shareholder derivative suit accusing them of concealing issues that negatively impacted the 3D printer company's revenue prospects, including an update to a partnership agreement with a large customer to develop artificial lungs. Tue, 19 Aug 2025 21:40:24 +0000 /securities/articles/2378672?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378672 Sotera Health Co. urged the Sixth Circuit to affirm the dismissal of a lawsuit accusing it of concealing the carcinogenic nature of a gas used at its sterilization plants, saying "defending yourself in litigation is not securities fraud." Tue, 19 Aug 2025 21:30:26 +0000 /securities/articles/2378916?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378916 A Robinhood subsidiary sued the states of New Jersey and Nevada on Tuesday in an effort to ward off a potential enforcement action as it has begun allowing users to trade on the outcome of sports games despite the states' warnings not to do so. Tue, 19 Aug 2025 21:12:56 +0000 /securities/articles/2378745?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378745 The U.S. Securities and Exchange Commission has revealed it is investigating a self-described generative artificial intelligence media software company for evading federal securities registration requirements, when the regulator urged a California federal court to enforce a subpoena against the mother of a company executive. Tue, 19 Aug 2025 20:54:45 +0000 /securities/articles/2378763?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378763 The Ninth Circuit has dismissed a challenge brought by a LoanDepot shareholder to a $3.5 million settlement ending a lawsuit that accused the company of misleading investors ahead of its initial public offering, saying the district court applied proper scrutiny when approving the settlement last year. Tue, 19 Aug 2025 20:31:43 +0000 /securities/articles/2378820?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378820 A former CEO of a microcap issuer purportedly in the cannabis beverage business has copped to wire fraud in connection with kickbacks and related transactions involving undercover law enforcement that he initiated as part of an alleged long-running scheme to manipulate prices for the company's shares. Tue, 19 Aug 2025 19:12:05 +0000 /securities/articles/2378446?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378446 The former CEO and majority owner of a Detroit-based hedge fund firm was sentenced Monday to 100 months in federal prison for his role in a scheme to obtain more than $39 million from investors by lying about the fund's and investors' individual financial performance. Tue, 19 Aug 2025 18:54:43 +0000 /securities/articles/2378647?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378647 A New York federal judge on Tuesday ruled that it was "ludicrous" for a man who pled guilty to running a Ponzi scheme to try to escape punishment in a related suit brought by the U.S. Commodity Futures Trading Commission, ordering him to repay his victims over $228 million. Tue, 19 Aug 2025 17:08:45 +0000 /securities/articles/2377897?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2377897 The executive order this month making it easier for retirement plans to invest in alternative assets, including private equity, real estate and digital assets, marks a watershed moment for democratizing access to private markets, but the U.S. Department of Labor's anticipated formal rulemaking will also be impactful, say attorneys at Simpson Thacher. Tue, 19 Aug 2025 16:39:38 +0000 /securities/articles/2378904?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378904 A Manhattan federal judge on Tuesday denied injunctive relief for plaintiffs seeking over $100 million in damages over losses they took backing the cryptocurrency project Libra, saying she would dissolve an earlier asset freeze restraining two individual defendants who no longer seem at risk of dissipating assets. Tue, 19 Aug 2025 16:35:50 +0000 /securities/articles/2378695?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378695 A Florida federal judge on Tuesday tossed a proposed class action accusing payroll company Deel Inc. of racketeering, ruling that a lack of a money transmitting license isn't enough to establish both standing and allegations that it facilitated millions of dollars in unlawful transfers in a scheme to defraud investors.  Tue, 19 Aug 2025 15:59:58 +0000 /securities/articles/2375303?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2375303 In combination with recent legislation and a maturing digital asset infrastructure, artificial intelligence tools are making it easier to recover stolen assets, giving litigants a more specific understanding of financial fraud earlier in the process and making it economically feasible to pursue smaller fraud claims, says Solomon Shinerock at Lewis Baach. Tue, 19 Aug 2025 15:17:38 +0000 /securities/articles/2378471?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2378471 A New York woman and her dissolved Florida companies face U.S. Securities and Exchange Commission allegations they raised $5.7 million from over 200 investors, promising extraordinary returns from sophisticated trading techniques before misappropriating funds, losing money on risky trades and keeping investors in the dark with a Ponzi-like payment scheme. Tue, 19 Aug 2025 14:38:42 +0000 /securities/articles/2376960?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2376960 After a semester using generative artificial intelligence tools with students in an entrepreneurship law clinic, we came away with numerous observations about the opportunities and challenges such tools present to new transactional lawyers, say professors at Cornell Law School. Tue, 19 Aug 2025 14:32:48 +0000 /securities/articles/2370780?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2370780 While the U.S. Securities and Exchange Commission under the Trump administration has charted a new approach to crypto regulation, the industry still lacks comprehensive rules of the road, meaning private plaintiffs continue to pursue litigation, and application of securities laws to crypto-assets will be determined by the courts, say attorneys at Skadden. Tue, 19 Aug 2025 10:59:15 +0000 /securities/articles/2376188?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2376188 Recent antitrust developments from red state attorneys general continue a trend of environmental, social and governance scrutiny, and businesses exposed to these areas should conduct close examinations of strategy and potential material risk, say attorneys at Morgan Lewis. Mon, 18 Aug 2025 23:24:33 +0000 /securities/articles/2377486?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2377486 Leading banking industry groups are urging the Federal Reserve to move full speed ahead with a supervisory ratings overhaul that could classify more big banks as "well managed," but critics warn the plan amounts to dangerous, and potentially unlawful, grade inflation.